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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-05-20 |
| TX | RA | APPROVED | 2026-05-20 |
Branch Locations
Providence, RI • United States
900 Salem Street, Smithfield, RI 02917-1243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suffolk University Orientation & New Student Programs | Boston | MA | 01/2018 | 01/2020 |
| Fidelity Investments | Smithfield | RI | 08/2024 | Present |
| Henley Landscaping & Masonry | Wayland | MA | 06/2017 | 08/2018 |
| Boston Red Sox | Boston | MA | 03/2020 | 08/2024 |
| Suffolk University Athletics | Boston | MA | 09/2019 | 08/2024 |
| Wayland High School | Wayland | MA | 09/2013 | 06/2017 |
| Wayland High School Athletics | Wayland | MA | 03/2023 | 06/2023 |
| Equitable Advisors | Wakefield | MA | 06/2021 | 08/2021 |
| Suffolk University | Boston | MA | 09/2017 | 05/2022 |
| Overnight Success University Llc | Wrentham | MA | 01/2023 | 06/2024 |
OBA-112162|OrgNmn:Suffolk University|Org Addr:Boston,Massachuse,US|OBA Nature:University Athletic Program|Invst Rel:N|Title:Employee|Duties:Assist Sports Information Director; track in-game stats and assist in gameday operations|StrtDt:08-22-24|TotHrs/mon:30|TrdHrs/mon:0|OBA-112229|OrgNmn:Real Estate Salesperson License|Org Addr:Hudson,Massachuse,US|OBA Nature:Real Estate Salesperson Licens|Invst Rel:Y|Title:Independent Contractor|Duties:Represent Buyers/Sellers in real estate transactions|StrtDt:09-01-22|TotHrs/mon:1|TrdHrs/mon:0|OBA-112160|OrgNmn:Boston Red Sox|Org Addr:Boston,Massachuse,US|OBA Nature:Ticket Operations Representati|Invst Rel:N|Title:Employee|Duties:Sell tickets/service customers with ticketing issues|StrtDt:03-08-20|TotHrs/mon:24|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-22 |
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