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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-08-01 |
Branch Locations
1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Austin Turf And Tractor | Marble Falls | TX | 09/2019 | 07/2021 |
| El Paso Country Club | El Paso | TX | 03/2017 | 09/2019 |
| Coronado Country Club | El Paso | TX | 04/2013 | 03/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2021 | 11/2021 |
| Northwestern Mutual Investment Services Llc | Asheville | NC | 09/2021 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 11/2021 | 11/2022 |
| Bank Of America, N.A. | Charlotte | NC | 02/2022 | 11/2022 |
| Wells Fargo Clearing Services | Charlotte | NC | 07/2023 | Present |
| Wells Fargo Clearing Services | Charlotte | NC | 04/2023 | Present |
| Unemployed | Marion | NC | 12/2022 | 03/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-16 |
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