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Christopher John Mottershead

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-17
  • NJ RA
    APPROVED
    Since 2024-07-17

Branch Locations

845 Alexander Rd, Princeton, NJ 08540 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 09/2015 Present
Previous Registrations
  • 2007-01-29 → 2008-04-11
    Lincoln Financial Distributors, Inc.
    Radnor, PA
  • 2005-04-05 → 2006-07-12
    Equitable Advisors, Llc
    Bala Cynwyd, PA
    Bala Cynwyd, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-31
  • S66 Uniform Combined State Law Examination
    2005-03-31
Other Names
  • Chris Mottershead

View on SEC IAPD

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