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Cassandra J Henning

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-14
FL RA APPROVED 2023-10-04
  • TX RA
    APPROVED
    Since 2023-11-14
  • FL RA
    APPROVED
    Since 2023-10-04

Branch Locations

8840 Sw 136Th St, Miami, FL 33176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 09/2022 Present
Ubs Washington DC 06/2021 11/2021
Student Atlanta GA 08/2010 09/2022
'WEsleyan School Inc Norcross GA 08/2005 05/2018
Georgetown University Washington DC 08/2018 05/2022
Bank Of America N.A. Miami FL 08/2023 Present
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Miami, FL
  • 06/2021 → 11/2021
    Ubs
    Washington, DC
  • 08/2010 → 09/2022
    Student
    Atlanta, GA
  • 08/2005 → 05/2018
    'WEsleyan School Inc
    Norcross, GA
  • 08/2018 → 05/2022
    Georgetown University
    Washington, DC
  • 08/2023 → Present
    Bank Of America N.A.
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-29
  • S66 Uniform Combined State Law Examination
    2023-08-29
Other Names
  • Cassandra Jacquelyn Henning

View on SEC IAPD

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