Martin Gauba

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-07-30
TX	RA	APPROVED	2026-07-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Nfc Amenity Management	Wayne	NJ	01/2016	05/2017
Smithfield Peat Co	Smithfield	RI	09/2017	05/2018
Valvoline	Butler	NJ	06/2018	09/2018
Acs Industries	Lincoln	RI	08/2020	05/2021
Fidelity Investments	Merrimack	NH	06/2021	02/2023
West Milford High School	West Milford	NJ	09/2013	06/2017
Bryant University	Smithfield	RI	09/2017	05/2021
Ventus Auto Center	Lakewood	NJ	05/2020	01/2021
Morgan Stanley	Middleton	MA	02/2023	07/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	07/2026	Present

01/2016 → 05/2017

Nfc Amenity Management

Wayne, NJ
09/2017 → 05/2018

Smithfield Peat Co

Smithfield, RI
06/2018 → 09/2018

Valvoline

Butler, NJ
08/2020 → 05/2021

Acs Industries

Lincoln, RI
06/2021 → 02/2023

Fidelity Investments

Merrimack, NH
09/2013 → 06/2017

West Milford High School

West Milford, NJ
09/2017 → 05/2021

Bryant University

Smithfield, RI
05/2020 → 01/2021

Ventus Auto Center

Lakewood, NJ
02/2023 → 07/2026

Morgan Stanley

Middleton, MA
07/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-03-17
S63	Uniform Securities Agent State Law Examination	2021-10-28

Other Firms