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Michael Richard Finke

J.P. Morgan Securities LLC

Chicago, IL

Westerville, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-25
KY RA APPROVED 2026-06-24
TX RA APPROVED 2026-03-02
  • IL RA
    APPROVED
    Since 2026-06-25
  • KY RA
    APPROVED
    Since 2026-06-24
  • TX RA
    APPROVED
    Since 2026-03-02

Branch Locations

10 S Dearborn St, Floor 11, Chicago, IL 60603-2300 • United States

370 S Cleveland Ave, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 02/2026 Present
Jpmorgan Chase Bank, N.A. Chicago IL 02/2026 Present
Fidelity Investments Covington KY 06/2021 01/2026
Ups Richmond KY 10/2020 06/2021
Willis Music Co Florence KY 08/2020 01/2021
Unemployed Fort Wright KY 07/2020 07/2020
A & A Lawncare Florence KY 05/2020 06/2020
Unemployed Fort Wright KY 04/2020 04/2020
Nada Group Llc Cincinnati OH 10/2018 03/2020
Bluegrass Swim Club Fort Wright KY 05/2018 09/2018
Unemployed Fort Wright KY 04/2018 04/2018
Kroger Cincinnati OH 10/2017 03/2018
Mchale's Catering Park Hills KY 06/2017 02/2018
Bluegrass Swim Club Fort Wright KY 05/2014 05/2017
Firehouse Subs Crescent Springs KY 11/2016 04/2017
  • 02/2026 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 02/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 06/2021 → 01/2026
    Fidelity Investments
    Covington, KY
  • 10/2020 → 06/2021
    Ups
    Richmond, KY
  • 08/2020 → 01/2021
    Willis Music Co
    Florence, KY
  • 07/2020 → 07/2020
    Unemployed
    Fort Wright, KY
  • 05/2020 → 06/2020
    A & A Lawncare
    Florence, KY
  • 04/2020 → 04/2020
    Unemployed
    Fort Wright, KY
  • 10/2018 → 03/2020
    Nada Group Llc
    Cincinnati, OH
  • 05/2018 → 09/2018
    Bluegrass Swim Club
    Fort Wright, KY
  • 04/2018 → 04/2018
    Unemployed
    Fort Wright, KY
  • 10/2017 → 03/2018
    Kroger
    Cincinnati, OH
  • 06/2017 → 02/2018
    Mchale's Catering
    Park Hills, KY
  • 05/2014 → 05/2017
    Bluegrass Swim Club
    Fort Wright, KY
  • 11/2016 → 04/2017
    Firehouse Subs
    Crescent Springs, KY
Previous Registrations
  • 2025-03-31 → 2026-02-05
    Strategic Advisers Llc
    Fort Wright, KY
    Covington, KY
    Boston, MA
  • 2022-08-31 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-24
S63 Uniform Securities Agent State Law Examination 2021-10-29
  • S66 Uniform Combined State Law Examination
    2022-08-24
  • S63 Uniform Securities Agent State Law Examination
    2021-10-29
Other Names
  • Michael Richard Finke
  • Michael Finke
  • Michael R. Finke

View on SEC IAPD

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