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Andre Duong

Morgan Stanley

Menlo Park, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-22
CA RA APPROVED 2026-05-18
  • TX RA
    APPROVED
    Since 2026-05-22
  • CA RA
    APPROVED
    Since 2026-05-18

Branch Locations

2775 Sand Hill Road Suite 120, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rebecca Jean Catering And Events San Francisco CA 06/2016 09/2016
De Anza College Cupertino CA 09/2016 06/2018
University Of California, Berkeley Berkeley CA 08/2018 05/2020
Unemployed San Jose CA 05/2020 09/2021
Thrivent Investment Management Inc Minneapolis MN 09/2021 12/2021
Thrivent Financial Appleton WI 09/2021 12/2021
Morgan Stanley Menlo Park CA 01/2025 Present
Rockefeller Capital Management Mountain View CA 01/2022 12/2024
  • 06/2016 → 09/2016
    Rebecca Jean Catering And Events
    San Francisco, CA
  • 09/2016 → 06/2018
    De Anza College
    Cupertino, CA
  • 08/2018 → 05/2020
    University Of California, Berkeley
    Berkeley, CA
  • 05/2020 → 09/2021
    Unemployed
    San Jose, CA
  • 09/2021 → 12/2021
    Thrivent Investment Management Inc
    Minneapolis, MN
  • 09/2021 → 12/2021
    Thrivent Financial
    Appleton, WI
  • 01/2025 → Present
    Morgan Stanley
    Menlo Park, CA
  • 01/2022 → 12/2024
    Rockefeller Capital Management
    Mountain View, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-16
  • S66 Uniform Combined State Law Examination
    2026-05-16
Other Names
  • Andre Cong Duong

View on SEC IAPD

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