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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-12-09
  • OH RA
    APPROVED
    Since 2025-12-09

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

8044 Montgomery Road The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Springboro OH 10/2019 10/2022
U.S. Bancorp Investments, Inc. Springboro OH 06/2021 10/2022
University Of Phoenix Bellbrook OH 04/2011 09/2016
Manoranjan & Shaffer Centerville OH 12/2018 10/2019
Stay At Home Mom Fort Stewart GA 10/2016 11/2018
Ubs Financial Services Cincinnati OH 10/2022 01/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 01/2024 10/2025
Ymca Springboro OH 06/2019 07/2020
Bank Of America, N.A Cincinnati OH 02/2024 10/2025
Ubs Financial Services, Inc Cincinnati OH 10/2025 Present
  • 10/2019 → 10/2022
    U.S. Bank
    Springboro, OH
  • 06/2021 → 10/2022
    U.S. Bancorp Investments, Inc.
    Springboro, OH
  • 04/2011 → 09/2016
    University Of Phoenix
    Bellbrook, OH
  • 12/2018 → 10/2019
    Manoranjan & Shaffer
    Centerville, OH
  • 10/2016 → 11/2018
    Stay At Home Mom
    Fort Stewart, GA
  • 10/2022 → 01/2024
    Ubs Financial Services
    Cincinnati, OH
  • 01/2024 → 10/2025
    Cincinnati, OH
  • 06/2019 → 07/2020
    Ymca
    Springboro, OH
  • 02/2024 → 10/2025
    Bank Of America, N.A
    Cincinnati, OH
  • 10/2025 → Present
    Cincinnati, OH
Previous Registrations
Other Businesses

Entity Type: For Profit Name of OBA: Exhale Yoga SpaAddress (city, state, and zip only):4049 Marshall RoadInvestment Related (yes or no):NoPosition, Title, Association:Substitute Yoga TeacherEmployee Start Date:12/01/2023Number of Hours: 1 per monthNumber of Hours during trading:NoneDuties:Yoga InstructorEntity Type: For Profit Name of OBA: Club 51 FitnessAddress (city, state, and zip only):51 E. Spring Valley PikeInvestment Related (yes or no):NoPosition, Title, Association:Yoga InstructorEmployee Start Date:06/2019Number of Hours: 1 a monthNumber of Hours during trading:NoneDuties:Yoga Teacher I*1689270, Entity Type: Entity For Profit, Name of OBA: Club 51 Fitness, Address:Centerville, OH, 45458, Investment Related:No, Position, Title, Association: Consultant/Independent Contractor, Employee Start Date:1/27/2024 No Hours: No Hours during trading: Duties:I occasionally sub/teach a yoga class here once a month or so.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
S63 Uniform Securities Agent State Law Examination 2021-10-04
  • S66 Uniform Combined State Law Examination
    2023-02-10
  • S63 Uniform Securities Agent State Law Examination
    2021-10-04
Other Names
  • Tara Marie Bohanon
  • Tara Marie Cook
  • Tara Cook

View on SEC IAPD

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