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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-12-09 |
Branch Locations
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
8044 Montgomery Road The Towers At Kenwood, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Springboro | OH | 10/2019 | 10/2022 |
| U.S. Bancorp Investments, Inc. | Springboro | OH | 06/2021 | 10/2022 |
| University Of Phoenix | Bellbrook | OH | 04/2011 | 09/2016 |
| Manoranjan & Shaffer | Centerville | OH | 12/2018 | 10/2019 |
| Stay At Home Mom | Fort Stewart | GA | 10/2016 | 11/2018 |
| Ubs Financial Services | Cincinnati | OH | 10/2022 | 01/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 01/2024 | 10/2025 |
| Ymca | Springboro | OH | 06/2019 | 07/2020 |
| Bank Of America, N.A | Cincinnati | OH | 02/2024 | 10/2025 |
| Ubs Financial Services, Inc | Cincinnati | OH | 10/2025 | Present |
Entity Type: For Profit Name of OBA: Exhale Yoga SpaAddress (city, state, and zip only):4049 Marshall RoadInvestment Related (yes or no):NoPosition, Title, Association:Substitute Yoga TeacherEmployee Start Date:12/01/2023Number of Hours: 1 per monthNumber of Hours during trading:NoneDuties:Yoga InstructorEntity Type: For Profit Name of OBA: Club 51 FitnessAddress (city, state, and zip only):51 E. Spring Valley PikeInvestment Related (yes or no):NoPosition, Title, Association:Yoga InstructorEmployee Start Date:06/2019Number of Hours: 1 a monthNumber of Hours during trading:NoneDuties:Yoga Teacher I*1689270, Entity Type: Entity For Profit, Name of OBA: Club 51 Fitness, Address:Centerville, OH, 45458, Investment Related:No, Position, Title, Association: Consultant/Independent Contractor, Employee Start Date:1/27/2024 No Hours: No Hours during trading: Duties:I occasionally sub/teach a yoga class here once a month or so.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-04 |
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