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Max Donald Miller

Northern Trust Securities, Inc.

Chicago, IL

Chicago, IL

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-04-11
  • IL RA
    APPROVED
    Since 2024-04-11

Branch Locations

Chicago, IL • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 06/2021 09/2022
Fred J. Miller Inc. Centerville OH 05/2018 08/2018
Fred J. Miller Inc. Centerville OH 05/2020 08/2020
My Lawn And Landscaping Co. Spring Valley OH 06/2019 08/2019
Archbishop Alter High School Kettering OH 06/2013 05/2017
Indiana University Bloomington IN 08/2017 05/2021
Unemployed Centerville OH 06/2017 07/2017
Hightower Advisors Deerfield IL 09/2022 12/2023
Northern Trust Securities, Inc. Chicago IL 04/2024 Present
Unemployed Chicago IL 01/2024 04/2024
  • 06/2021 → 09/2022
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 05/2018 → 08/2018
    Fred J. Miller Inc.
    Centerville, OH
  • 05/2020 → 08/2020
    Fred J. Miller Inc.
    Centerville, OH
  • 06/2019 → 08/2019
    My Lawn And Landscaping Co.
    Spring Valley, OH
  • 06/2013 → 05/2017
    Archbishop Alter High School
    Kettering, OH
  • 08/2017 → 05/2021
    Indiana University
    Bloomington, IN
  • 06/2017 → 07/2017
    Unemployed
    Centerville, OH
  • 09/2022 → 12/2023
    Hightower Advisors
    Deerfield, IL
  • 04/2024 → Present
    Northern Trust Securities, Inc.
    Chicago, IL
  • 01/2024 → 04/2024
    Unemployed
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-04
S63 Uniform Securities Agent State Law Examination 2022-01-14
  • S66 Uniform Combined State Law Examination
    2022-11-04
  • S63 Uniform Securities Agent State Law Examination
    2022-01-14

View on SEC IAPD

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