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Louis Vingi

Wells Fargo Clearing Services, LLC

Charleston, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-01-09
TX RA APPROVED 2023-01-09
  • SC RA
    APPROVED
    Since 2023-01-09
  • TX RA
    APPROVED
    Since 2023-01-09

Branch Locations

320 Broad St, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies Llc Charlotte NC 07/2021 10/2022
Jefferies Llc Charlotte NC 06/2020 08/2020
Continuous Software Dublin 06/2019 08/2019
Kiawah Island Club John's Island SC 05/2017 05/2019
Wake Forest University Winston-Salem NC 08/2017 05/2021
Porter-Gaud High School Charleston SC 08/2011 05/2017
Wells Fargo Clearing Services, Llc Charleston SC 10/2022 Present
  • 07/2021 → 10/2022
    Jefferies Llc
    Charlotte, NC
  • 06/2020 → 08/2020
    Jefferies Llc
    Charlotte, NC
  • 06/2019 → 08/2019
    Continuous Software
    Dublin
  • 05/2017 → 05/2019
    Kiawah Island Club
    John's Island, SC
  • 08/2017 → 05/2021
    Wake Forest University
    Winston-Salem, NC
  • 08/2011 → 05/2017
    Porter-Gaud High School
    Charleston, SC
  • 10/2022 → Present
    Wells Fargo Clearing Services, Llc
    Charleston, SC
Other Businesses

WAG! WALKING; NOT INV RELATED; SAN FRANCISCO, CA; DOG WALKER; 06/2025; 4 HOURS PER MONTH; 0 DURING TRADING; WALK DOGS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-31
S63 Uniform Securities Agent State Law Examination 2021-08-06
  • S65 Uniform Investment Adviser Law Examination
    2022-12-31
  • S63 Uniform Securities Agent State Law Examination
    2021-08-06
Other Names
  • Malone Vingi

View on SEC IAPD

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