Michael Ken Kato

Current Employers

Gc Wealth Management Ria, Llc

20 University Road 4Th Floor, Cambridge, MA 02138-5815 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-11-16

CA RA
APPROVED

Since 2023-11-16

Branch Locations

75 Hawthorne St Suite 2300, San Francisco, CA 94105 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
First Republic Investment Management, Inc.	Palo Alto	CA	06/2021	10/2023
Wells Fargo Bank	Palo Alto	CA	03/2010	06/2021
Gc Wealth Management Ria, Llc	San Francisco	CA	10/2023	Present

06/2021 → 10/2023

First Republic Investment Management, Inc.

Palo Alto, CA
03/2010 → 06/2021

Wells Fargo Bank

Palo Alto, CA
10/2023 → Present

Gc Wealth Management Ria, Llc

San Francisco, CA

Previous Registrations

2021-07-14 → 2023-10-09

J.P. Morgan Private Wealth Advisors Llc

Palo Alto, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-08-23

S65 Uniform Investment Adviser Law Examination

2001-08-23

Designations

Other Names

Michael Ken Kato
Ken Michael Kato
Ken M Kato
Ken Michael Kato

View on SEC IAPD

Current Employers

Gc Wealth Management Ria, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews