Cassie Lopez

Strategic Advisers LLC

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-31

TX RA
APPROVED

Since 2025-03-31

Branch Locations

5322 Fm 1960 Rd W, Houston, TX 77069-4404 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Houston	TX	06/2021	12/2021
Jpmorgan Securities Llc	Houston	TX	06/2021	12/2021
Wells Fargo	Houston	TX	12/2009	06/2021
Unemployed	Houston	TX	12/2021	03/2022
Fidelity Investments	Houston	TX	03/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

06/2021 → 12/2021

Jpmorgan Chase Bank Na

Houston, TX
06/2021 → 12/2021

Jpmorgan Securities Llc

Houston, TX
12/2009 → 06/2021

Wells Fargo

Houston, TX
12/2021 → 03/2022

Unemployed

Houston, TX
03/2022 → Present

Fidelity Investments

Houston, TX
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2024-10-21 → 2025-03-31

Fidelity Personal And Workplace Advisors

Houston, TX

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-11
S63	Uniform Securities Agent State Law Examination	2023-06-06

S66 Uniform Combined State Law Examination

2024-10-11
S63 Uniform Securities Agent State Law Examination

2023-06-06

Other Names

Cassie Angelica Lopez

View on SEC IAPD

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