Maxwell Thomas Puzzo

Current Employers

First Pacific Financial, Inc.

610 Esther Street Suite 100, Vancouver, WA 98660 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2026-02-22
TX	RA	APPROVED_RES	2026-02-22
WA	RA	APPROVED	2026-02-22

OR RA
APPROVED

Since 2026-02-22
TX RA
APPROVED_RES

Since 2026-02-22
WA RA
APPROVED

Since 2026-02-22

Branch Locations

610 Esther Street Suite 100, Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Beaverton	OR	07/2021	01/2026
Washington State University	Pullman	WA	08/2017	05/2021
Camas High School	Camas	WA	09/2013	06/2017
First Pacific Financial, Inc.	Vancouver	WA	01/2026	Present

07/2021 → 01/2026

Lpl Financial, Llc

Beaverton, OR
08/2017 → 05/2021

Washington State University

Pullman, WA
09/2013 → 06/2017

Camas High School

Camas, WA
01/2026 → Present

First Pacific Financial, Inc.

Vancouver, WA

Previous Registrations

2022-04-12 → 2026-01-16

Lpl Financial Llc

Vancouver, WA

Beaverton, OR

Other Businesses

1) Licensed Insurance Agent. Maintains an insurance license with applicable state insurance commissions. Not authorized to sell insurance products or receive any commissions or receive additional compensation for the sale of insurance products to clients of First Pacific Financial. Start date: 10/18/2024

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-11

S66 Uniform Combined State Law Examination

2022-04-11

View on SEC IAPD