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Tzetang Ting

Cetera Investment Advisers LLC

San Francisco, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-10
  • CA RA
    APPROVED
    Since 2022-10-10

Branch Locations

555 Montgomery St, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East West Bank San Francisco CA 06/2021 Present
Unemployed San Diego CA 09/2020 06/2021
Ucsd San Diego CA 09/2019 09/2020
Self-Employment Taipei 07/2017 08/2019
Deloitte Taiwan Taipei 07/2014 07/2017
Cetera Investment Services Llc St Cloud MN 04/2022 Present
Cetera Investment Advisers Llc San Francisco CA 10/2022 Present
  • 06/2021 → Present
    East West Bank
    San Francisco, CA
  • 09/2020 → 06/2021
    Unemployed
    San Diego, CA
  • 09/2019 → 09/2020
    Ucsd
    San Diego, CA
  • 07/2017 → 08/2019
    Self-Employment
    Taipei
  • 07/2014 → 07/2017
    Deloitte Taiwan
    Taipei
  • 04/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2022 → Present
    Cetera Investment Advisers Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-07
  • S66 Uniform Combined State Law Examination
    2022-10-07
Other Names
  • Steve Ting

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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