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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-03 |
Branch Locations
840 Apollo St. Ste. 248/279, El Segundo, CA 90245 • United States
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Yvba (Youth Volleyball Association) | Lake Oswego | OR | 08/2015 | 08/2017 |
| Texas Christian University | Fort Worth | TX | 08/2017 | 05/2021 |
| Lululemon | Fort Worth | TX | 11/2018 | 12/2020 |
| Tcu Housing | Fort Worth | TX | 08/2018 | 05/2020 |
| Flash Photography | Fort Worth | TX | 06/2020 | 07/2020 |
| Pmg Digital Agency | Fort Worth | TX | 02/2020 | 05/2020 |
| Cyclebar | Tigard, Tanasbourne, Fort Worth, Torrance | CA | 11/2018 | 02/2021 |
| The Pac (Christ Chapel Bible Church) | Fort Worth | TX | 08/2020 | 01/2021 |
| Thrivent Advisor Network D/B/A 49 Financial | Austin | TX | 05/2021 | 12/2022 |
| 49 Wealth Management, Llc | El Segundo | CA | 01/2023 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2021 | 01/2024 |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 07/2024 | Present |
| Bay Clubs | El Segundo | CA | 03/2024 | Present |
1) 49 Wealth Management, LLC; Investment Related; 840 Apollo St #248, El Segundo, CA 90245; Registered Investment Adviser; Investment Advisor Representative ; Start Date: January 2021; hrs/mo: 160; 40 hrs during trading; Provide advice to clients. 2) Shindig Publishing LLC; Not Investment Related; 18347 Lothlorien Way Lake Oswego, OR 97034; Book Writing; Writer; 8/1/2015; 3-4 hrs/mo; 0 during trading; promoting and writing children's books 3) 49 Financial; Fixed Insurance; non-Investment Related; 840 Apollo St #248, El Segundo, CA 90245; Fixed/Traditional Insurance; Insurance Agent; 6/2021; 4 hrs/mo; 4 hrs during trading; Sales of Fixed/Traditional insurance products. 4) Cyclebar Indoor Spin Cycling. Not Investment Related. 2250 Park Place, El Segundo CA 90245. Spin Cycle. Cycle Instructor since 3/1/2024; 6 Hrs/Mo; 0 During Trading Hours. Cycle Instructor. 5) Oakwood Capital Securities; Investment Related; 600 Highway 169 S, Suite 1410 Minneapolis MN 55426; IAR; 2023-09-01; 100 hrs/mo during trading; 0 hrs/mo; Provides investment advice for clients. 6) Financial Independence Group; Investment Related; 19520 W Catawba Ave Ste 200 Cornelius North Carolina 28031; Agent; 2021-07-14; 100 hrs/mo during trading; 0 hrs/mo; Working with clients to help fund them insurance suitable for them. 7) Bay Clubs; Not investment related; 819 N Harbor Dr, Redondo Beach CA 90277 and 2250 Parkl Place, El Segundo CA 90245; Fitness Instructor; Start Date: 3/1/2024; 3 hours before and after trading hours; Duties: teaching indoor fitness classes 1-2 times per week at Bay Club Redondo and El Segundo locations
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-10 |
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