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Paul Serio

Ubs Financial Services Inc.

Boston, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-05-23
  • CT RA
    APPROVED
    Since 2022-05-23

Branch Locations

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bradley, Foster, And Sargent Hartford CT 06/2020 08/2020
Casa Di Roma Meriden CT 07/2016 06/2020
Unemployed/Student Storrs CT 08/2020 06/2021
Ubs Private Wealth Management Boston MA 06/2021 Present
  • 06/2020 → 08/2020
    Bradley, Foster, And Sargent
    Hartford, CT
  • 07/2016 → 06/2020
    Casa Di Roma
    Meriden, CT
  • 08/2020 → 06/2021
    Unemployed/Student
    Storrs, CT
  • 06/2021 → Present
    Ubs Private Wealth Management
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-23
  • S66 Uniform Combined State Law Examination
    2022-05-23
Other Names
  • Paul Robert Serio
  • Paul Serio

View on SEC IAPD

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STEPHEN ELLSWORTH JOHNSON
CHRISTOPHER MICHAEL HAGAN
ALDEN Wakefield WITMAN
JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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