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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barrington Of Fort Thomas (Carespring) | Fort Thomas | KY | 07/2016 | 05/2017 |
| Barnes Dennig | Crestview Hills | KY | 08/2015 | 06/2021 |
| Education At Work With Fidelity | Cold Spring | KY | 07/2019 | 09/2020 |
| Fidelity Investments | Covington | KY | 06/2021 | Present |
| Newport Central Catholic Highschool | Newport | KY | 08/2014 | 05/2018 |
| Northern Kentucky University | Cold Spring | KY | 08/2019 | 06/2021 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-17 |
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