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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-12 |
Branch Locations
2101 Windish Dr Ste 101, Galesburg, IL 61401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Galesburg | IL | 02/2022 | Present |
| Massmutual Life Insurance Company | Galesburg | IL | 01/2023 | Present |
| Charterpoint Wealth Strategies | Plymouth | MN | 02/2021 | 01/2023 |
| Dick Blick Art Materials | Galesburg | IL | 05/2021 | 07/2021 |
| Illinois College | Jacksonville | IL | 07/2019 | 05/2023 |
| Galesburg High School | Galesburg | IL | 07/2015 | 06/2019 |
| Mml Investors Services, Llc | Galesburg | IL | 06/2021 | 08/2021 |
(1) Name: Rtjskyek, LLC and Augsburger and Associates, LLC Inv rel: Y Add: 2101 Windish Dr, Suite 101, Galesburg, IL 61401 Nature: Outside Insurance Sales; Medicare Supplements, Drug Plans, and Medicare Advantage Plans Position: Sales and Support Marketing Start date: 09/01/2023 No. HR/MO: 5 No. HR/MO dur trading: 5 (2) Name: United Way of West Central Illinois Inv rel: Y Add: 97 Public Square, Monmouth, IL 61462 Nature: Board Service Position: Board Member Start date: 11/01/2024 No. HR/MO: 1 No. HR/MO dur trading: 0 Duties: Helping with budget and allocation of funds for the club. Attend board meetings, advocate for club in fundraising, and support mission of the club. (3) Name: Kiwanis Club of Galesburg Inv rel: Y Add: 200 E Main St., Suite 200, Galesburg IL 61401 Nature: Board Service Position: Vice President Start date: 11/01/2024 No. HR/MO: 5 No. HR/MO dur trading: 0 Duties: Help conduct club activities such as fundraising for local projects. Attend all board and regular club meetings. Act as club president should they not be present. (4) Name: Young Professionals Network - Galesburg, IL Inv rel: N Add: 200 E Main St., Suite 200, Galesburg IL 61401 Nature: Board Service Position: Co-chair Start date: 01/01/2024 No. HR/MO: 3-5 No. HR/MO dur trading: 0 Duties: Business Outreach and Event Coordination (5) Name: Thomas Wealth Bullpen, LLC Inv rel: Y Add: 2101 Windish Dr, Suite 101, Galesburg, IL 61401- 6809 Nature: Legal entity for business purposes Position: Owner Start date: 09/17/2025 No. HR/MO: 2 No. HR/MO dur trading: 0 Duties: Legal entity for business purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-26 |
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