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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-12
  • IL RA
    APPROVED
    Since 2023-06-12

Branch Locations

2101 Windish Dr Ste 101, Galesburg, IL 61401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Galesburg IL 02/2022 Present
Massmutual Life Insurance Company Galesburg IL 01/2023 Present
Charterpoint Wealth Strategies Plymouth MN 02/2021 01/2023
Dick Blick Art Materials Galesburg IL 05/2021 07/2021
Illinois College Jacksonville IL 07/2019 05/2023
Galesburg High School Galesburg IL 07/2015 06/2019
Mml Investors Services, Llc Galesburg IL 06/2021 08/2021
  • 02/2022 → Present
    Galesburg, IL
  • 01/2023 → Present
    Massmutual Life Insurance Company
    Galesburg, IL
  • 02/2021 → 01/2023
    Charterpoint Wealth Strategies
    Plymouth, MN
  • 05/2021 → 07/2021
    Dick Blick Art Materials
    Galesburg, IL
  • 07/2019 → 05/2023
    Illinois College
    Jacksonville, IL
  • 07/2015 → 06/2019
    Galesburg High School
    Galesburg, IL
  • 06/2021 → 08/2021
    Galesburg, IL
Other Businesses

(1) Name: Rtjskyek, LLC and Augsburger and Associates, LLC Inv rel: Y Add: 2101 Windish Dr, Suite 101, Galesburg, IL 61401 Nature: Outside Insurance Sales; Medicare Supplements, Drug Plans, and Medicare Advantage Plans Position: Sales and Support Marketing Start date: 09/01/2023 No. HR/MO: 5 No. HR/MO dur trading: 5 (2) Name: United Way of West Central Illinois Inv rel: Y Add: 97 Public Square, Monmouth, IL 61462 Nature: Board Service Position: Board Member Start date: 11/01/2024 No. HR/MO: 1 No. HR/MO dur trading: 0 Duties: Helping with budget and allocation of funds for the club. Attend board meetings, advocate for club in fundraising, and support mission of the club. (3) Name: Kiwanis Club of Galesburg Inv rel: Y Add: 200 E Main St., Suite 200, Galesburg IL 61401 Nature: Board Service Position: Vice President Start date: 11/01/2024 No. HR/MO: 5 No. HR/MO dur trading: 0 Duties: Help conduct club activities such as fundraising for local projects. Attend all board and regular club meetings. Act as club president should they not be present. (4) Name: Young Professionals Network - Galesburg, IL Inv rel: N Add: 200 E Main St., Suite 200, Galesburg IL 61401 Nature: Board Service Position: Co-chair Start date: 01/01/2024 No. HR/MO: 3-5 No. HR/MO dur trading: 0 Duties: Business Outreach and Event Coordination (5) Name: Thomas Wealth Bullpen, LLC Inv rel: Y Add: 2101 Windish Dr, Suite 101, Galesburg, IL 61401- 6809 Nature: Legal entity for business purposes Position: Owner Start date: 09/17/2025 No. HR/MO: 2 No. HR/MO dur trading: 0 Duties: Legal entity for business purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-26
  • S66 Uniform Combined State Law Examination
    2023-05-26

View on SEC IAPD

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