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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-03 |
Branch Locations
San Francisco, CA • United States
345 California Street, San Francisco, CA 94104-2642 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs | San Francisco | CA | 01/2022 | 04/2025 |
| Advantage Xpo (Staffmark) | San Francisco | CA | 05/2021 | 12/2021 |
| Half Moon Bay Distillery | Half Moon Bay | CA | 10/2020 | 05/2021 |
| The Clift Royal Sonesta - Sonesta International Hotels | San Francisco | CA | 04/2018 | 04/2020 |
| W San Francisco - Marriott Hotels | San Francisco | CA | 12/2016 | 04/2018 |
| Sapore Italiano | Burlingame | CA | 05/2013 | 09/2016 |
| N/A | San Francisco | CA | 04/2020 | 10/2020 |
| Rbc Capital Markets, Llc | San Francisco | CA | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-23 |
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