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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-02-24 |
Branch Locations
3444 E Lake Lansing Rd, East Lansing, MI 48823-1511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Lisle | IL | 08/2017 | 02/2026 |
| Locke Financial Services | Palatine | IL | 03/2022 | 02/2026 |
| Blaze Pizza | Iowa City | IA | 10/2019 | 04/2020 |
| Pizza Hut | Iowa City | IA | 08/2017 | 10/2019 |
| Chens Chinese Cuisine | Algonquin | IL | 12/2016 | 07/2017 |
| Mega Trampoline | Crystal Lake | IL | 08/2016 | 11/2016 |
| Student | Crystal Lake | IL | 08/2013 | 08/2017 |
| Lpl Financial | East Lancing | MI | 02/2026 | Present |
| Upstream Investment Partners | East Lancing | MI | 02/2026 | Present |
1. 02/2026 - Upstream Investment Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 180 Hrs/Mth - 130 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 02/17/2026
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-03-21 |
| S65 | Uniform Investment Adviser Law Examination | 2022-07-14 |
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