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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-08-27
HI RA APPROVED 2025-06-19
FL RA APPROVED 2025-06-17
GA RA APPROVED 2025-06-17
IL RA APPROVED 2025-06-17
PA RA APPROVED 2025-06-17
NV RA APPROVED 2025-06-16
NY RA APPROVED 2025-06-16
CA RA APPROVED 2025-06-12
  • RI RA
    APPROVED
    Since 2025-08-27
  • HI RA
    APPROVED
    Since 2025-06-19
  • FL RA
    APPROVED
    Since 2025-06-17
  • GA RA
    APPROVED
    Since 2025-06-17
  • IL RA
    APPROVED
    Since 2025-06-17
  • PA RA
    APPROVED
    Since 2025-06-17
  • NV RA
    APPROVED
    Since 2025-06-16
  • NY RA
    APPROVED
    Since 2025-06-16
  • CA RA
    APPROVED
    Since 2025-06-12

Branch Locations

11755 Wilshire Blvd, Los Angeles, CA 90025 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-15
  • CA RA
    APPROVED
    Since 2025-07-15

Branch Locations

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

11755 Wilshire Blvd Floor 24, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Century City CA 06/2021 06/2025
Rbc Toronto 03/2018 05/2021
De Sousa Contracting Toronto 05/2016 02/2018
Citizens Securities, Inc. Los Angeles CA 06/2025 Present
Citizens Private Wealth Los Angeles CA 07/2025 Present
Citizens Bank Los Angeles CA 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-04
  • S66 Uniform Combined State Law Examination
    2022-02-04

View on SEC IAPD

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