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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-29
TX RA APPROVED 2024-08-29
  • IL RA
    APPROVED
    Since 2024-08-29
  • TX RA
    APPROVED
    Since 2024-08-29

Branch Locations

Chicago, IL • United States

10 S Dearborn St, Floor 11, Chicago, IL 60603 • United States

8181 Communications Pkwy, Bldg A, Floor 04, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America/Merrill Lynch New York NY 06/2021 08/2021
International Services Incorporated Buffalo Grove IL 06/2019 07/2019
Nic's Organic Fast Food Schaumburg IL 06/2018 07/2018
Win-Kel Bloomington IN 09/2018 05/2019
Bank Of America/Merrill Lynch New York NY 07/2022 07/2024
J.P. Morgan Securities Llc Chicago IL 08/2024 Present
Unemployed Schaumburg IL 08/2014 05/2018
Unemployed Bloomington IN 08/2018 08/2018
Unemployed Bloomington IN 08/2019 05/2021
Unemployed Newark DE 09/2021 06/2022
  • 06/2021 → 08/2021
    Bank Of America/Merrill Lynch
    New York, NY
  • 06/2019 → 07/2019
    International Services Incorporated
    Buffalo Grove, IL
  • 06/2018 → 07/2018
    Nic's Organic Fast Food
    Schaumburg, IL
  • 09/2018 → 05/2019
    Win-Kel
    Bloomington, IN
  • 07/2022 → 07/2024
    Bank Of America/Merrill Lynch
    New York, NY
  • 08/2024 → Present
    Chicago, IL
  • 08/2014 → 05/2018
    Unemployed
    Schaumburg, IL
  • 08/2018 → 08/2018
    Unemployed
    Bloomington, IN
  • 08/2019 → 05/2021
    Unemployed
    Bloomington, IN
  • 09/2021 → 06/2022
    Unemployed
    Newark, DE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-13
  • S66 Uniform Combined State Law Examination
    2023-01-13
Other Names
  • Rohit K Pupalla
  • Rohit Kumar Pupalla
  • Rohit Pupalla

View on SEC IAPD

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