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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-05-18 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
102 S. Tejon St. Suite 500 Suite 500, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Colorado Springs | CO | 11/2007 | 05/2018 |
| Bank Of America, Na | Colorado Springs | CO | 12/2009 | 05/2018 |
| Hightower Securities, Llc | Colorado Springs | CO | 05/2018 | Present |
| Hightower Advisors Llc | Colorado Springs | CO | 05/2018 | Present |
Coin collector; Investment Related - No; Colorado Springs, CO; Start Date - 07/2025; Approximately 2-10 hours per month with 0 hours during securities trading hours; Buy and sell numismatic gold and silver and bullion on e-bay and attend coin shows.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-22 |
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