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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-17 |
| TX | RA | APPROVED | 2026-08-17 |
Branch Locations
1030 Admiral Nelson Ct , Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Moravian Falls | NC | 06/2022 | 07/2026 |
| Mumy Financial - Capital Investment Advisory Services | Hickory | NC | 06/2021 | 05/2022 |
| Pnc Bank | Hickory | NC | 12/2015 | 03/2021 |
| Hickory Brands Inc | Hickory | NC | 03/2021 | 05/2021 |
| Vanguard Marketing Corporation | Charlotte | NC | 07/2026 | Present |
| The Vanguard Group, Inc. | Charlotte | NC | 07/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 07/2026 | Present |
| Warehouse 18 Venues | Hickory | NC | 10/2025 | Present |
| Carrabba’S Italian Grill | Hickory | NC | 05/2014 | 01/2019 |
NAME OF BUSINESS: WAREHOUSE 18 VENUES NON-INVESTMENT-RELATED ADDRESS: HICKORY, NC NATURE OF BUSINESS: RETAIL/SERVICE POSITION: BARTENDER/SERVER START DATE: 10/2025 APPROXIMATE HOURS/MONTH: 8 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BARTENDING/SERVING EVENT GUESTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-14 |
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