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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-02 |
Branch Locations
3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States
Lake Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 06/2021 | Present |
| Tiaa | Frisco | TX | 06/2021 | Present |
| University Of North Texas | Denton | TX | 09/2016 | 07/2020 |
| Amazon Fulfillment Center (Dal3) | Irving | TX | 07/2020 | 05/2021 |
| University Of North Texas | Denton | TX | 08/2016 | 05/2020 |
| Animal Care Technologies | Denton | TX | 05/2020 | 08/2020 |
(1) Name: Jacob Theedee Music (ASCAP) Position: Owner Nature: Composition, Publishing to Spotify, Apple Music, and other music entities. Investment Related: No Hours: 5 Securities Trading Hours: 0 Start Date: 01/01/2011 Address: Home Address, Lake Dallas TX 75065, United States Description: This is the umbrella organization of my personal musical activities. They make primarily royalties, but very little money (less than $1,000 per year typically) (2) Name: Fannin Musical Productions Position: Employee Nature: We create custom marching band music for high schools around the nation. Seasonal. NOTE: for questions 8 and 9--I do not have access to this information! I'm providing my estimate, but I could be very wrong. I'm not allowed access to this. Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 05/30/2014 Address: 504 Lynnwood St., Murray KY 42071, United States Description: It is a work from home business centralized at Murray, KY. We work in software like Finale and Sibelius. It is seasonal work. In addition to being a W2 employee (very part-time) a majority of my income comes passively. I receive royalties because of my intellectual property every year regardless of any active work I do for the company. (3) 633 COLLECTIVE POSITION: Founder NATURE: Art collective to connect and allow patrons within the church to support and connect with artists to fund and support Christian artists through publication, residencies, and performances. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: Home Address, Lake Dallas TX 75065, United States DESCRIPTION: Director, recruiting artists, publisher of works (writing, music, art)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-20 |
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