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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
1075 Northern Blvd, Roslyn, NY 11576-1681 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2021 | 10/2021 |
| Community Connection Healthcare, Llc | South Easton | MA | 12/2020 | 01/2021 |
| Lincoln-Sudbury High School | Sudbury | MA | 08/2013 | 06/2017 |
| Bucknell University | Lewisburg | PA | 08/2017 | 05/2021 |
| H-Mac Systems Inc. | Southborough | MA | 05/2020 | 08/2020 |
| Weston Golf Club | Weston | MA | 05/2016 | 05/2020 |
| Sudbury Computer | Sudbury | MA | 01/2015 | 08/2018 |
| Fidelity Investments | Smithfield | RI | 10/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-22 |
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