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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-06-03
NC RA APPROVED 2023-12-22
  • GA RA
    APPROVED
    Since 2024-06-03
  • NC RA
    APPROVED
    Since 2023-12-22

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Charlotte NC 10/2023 Present
University Of Georgia Athens GA 08/2022 07/2023
Samford University Homewood AL 08/2018 05/2022
St. Pius X Catholic High School Chamblee GA 08/2014 05/2018
  • 10/2023 → Present
    Charlotte, NC
  • 08/2022 → 07/2023
    University Of Georgia
    Athens, GA
  • 08/2018 → 05/2022
    Samford University
    Homewood, AL
  • 08/2014 → 05/2018
    St. Pius X Catholic High School
    Chamblee, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-03
  • S66 Uniform Combined State Law Examination
    2023-11-03
Other Names
  • William Brian David

View on SEC IAPD

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