Sumit Chopra

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-23
NY	RA	APPROVED	2023-02-23
NJ	RA	APPROVED	2021-10-26

TX RA
APPROVED

Since 2023-06-23
NY RA
APPROVED

Since 2023-02-23
NJ RA
APPROVED

Since 2021-10-26

Branch Locations

1 Penn Plz Fl 27, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	New York	NY	11/2016	Present
Wells Fargo Clearing Services, Llc	New York	NY	06/2021	Present
Macys	New York	NY	10/2015	03/2017
Home Depot	New York	NY	11/2016	10/2017

11/2016 → Present

Wells Fargo Bank, Na

New York, NY
06/2021 → Present

Wells Fargo Clearing Services, Llc

New York, NY
10/2015 → 03/2017

Macys

New York, NY
11/2016 → 10/2017

Home Depot

New York, NY

Other Businesses

TIKTOP/INSTRAGRAM INFLUENCER, NOT INVT RELATED, NEW YORK,NY, 100% OWNERSHIP WITH SPOUSE, START DATE 6/1/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, MAKING COMEDY VIDEOS ON SOCIAL PLATFORM. CONTENT CREATOR ON YOUTUBE; NOT INV RELATED;NY,NY; SOCIAL MEDIA CONTENT;100% OWNERSHIP; START DATE: 02/02/2026; 3 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-25

S66 Uniform Combined State Law Examination

2021-10-25

Other Names

Sumit Chopra

View on SEC IAPD