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Cody Justin Brown

Wells Fargo Clearing Services, LLC

Waco, TX

Waco, TX

Austin, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-24
  • TX RA
    APPROVED
    Since 2021-09-24

Branch Locations

8900 W Hwy 84, Waco, TX 76712 • United States

1105 Wooded Acres Dr 1St Fl, Waco, TX 76710 • United States

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Waco TX 11/2016 Present
Wells Fargo Clearing Services, Llc Waco TX 06/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-24
  • S66 Uniform Combined State Law Examination
    2021-09-24
Other Names
  • Cody Justin Brown
  • Cody Brown

View on SEC IAPD

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