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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investerments | Westlake | TX | 04/2020 | 01/2026 |
| Duncanville Isd | Duncanville | TX | 08/2018 | 03/2020 |
| Cleburne Isd | Celburne | TX | 08/2018 | 03/2020 |
| Spiral Diner | Dallas | TX | 06/2018 | 03/2020 |
| Rapides Symphony Orchersta | Alexandria | LA | 08/2016 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Keller | TX | 02/2026 | Present |
| Bank Of America, N.A. | Keller | TX | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-10 |
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