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Inactive

Robert Sidney Thompson

Creative Planning

Daphne, AL

Overland Park, KS

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Current Employers
Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-06-09
  • AL RA
    APPROVED
    Since 2026-06-09

Branch Locations

Daphne, AL • United States

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Investment Management Services Fairhope AL 10/2011 04/2022
Prudential Insurance Company Of America Fairhope AL 10/2011 04/2022
Creative Planning, Llc Overland Park KS 06/2026 Present
Empower Financial Services, Inc Greenwood Village CO 04/2022 04/2026
Empower Advisory Group, Llc Greenwood Village CO 01/2024 04/2026
  • 10/2011 → 04/2022
    Prudential Investment Management Services
    Fairhope, AL
  • 10/2011 → 04/2022
    Prudential Insurance Company Of America
    Fairhope, AL
  • 06/2026 → Present
    Creative Planning, Llc
    Overland Park, KS
  • 04/2022 → 04/2026
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2024 → 04/2026
    Greenwood Village, CO
Previous Registrations
  • 2024-02-01 → 2026-04-14
    Greenwood Village, CO
    Daphne, AL
  • 2009-06-01 → 2011-11-07
    Fairhope, AL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Fairhope, AL
  • 2007-01-05 → 2007-04-02
    Morgan Stanley Dw Inc.
    Fairhope, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-26
S63 Uniform Securities Agent State Law Examination 2005-04-22
  • S66 Uniform Combined State Law Examination
    2024-01-26
  • S63 Uniform Securities Agent State Law Examination
    2005-04-22

View on SEC IAPD

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