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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-20
TX RA APPROVED 2021-10-18
  • FL RA
    APPROVED
    Since 2021-10-20
  • TX RA
    APPROVED
    Since 2021-10-18

Branch Locations

13935 Sw 88Th St, Miami, FL 33186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 06/2021 Present
Regions Bank Miami FL 08/2017 05/2021
Micosukee Resort And Gaming Miami FL 10/2015 05/2017
Villagio Restaurant Miami FL 04/2017 08/2017
Bank Of America, N.A. Miami FL 08/2021 Present
  • 06/2021 → Present
    Miami, FL
  • 08/2017 → 05/2021
    Regions Bank
    Miami, FL
  • 10/2015 → 05/2017
    Micosukee Resort And Gaming
    Miami, FL
  • 04/2017 → 08/2017
    Villagio Restaurant
    Miami, FL
  • 08/2021 → Present
    Bank Of America, N.A.
    Miami, FL
Other Businesses

I*5511275, Entity Type: , Name of OBA: Rental Property - 20-Aug-26 - 1, Address: Homestead , Florida, 33032, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 01/01/2026, No Hours: 0 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-25
  • S66 Uniform Combined State Law Examination
    2021-08-25
Other Names
  • Laura Hernandez Garcia

View on SEC IAPD

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