David William Dalton

Current Employers

J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-22
AR	RA	APPROVED	2017-09-21

TX RA
APPROVED_RES

Since 2025-10-22
AR RA
APPROVED

Since 2017-09-21

Branch Locations

Bentonville, AR • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	02/2005	05/2017
J.W. Cole Financial, Inc.	Tampa	FL	06/2017	Present
J.W. Cole Advisors, Inc.	Tampa	FL	06/2017	Present

02/2005 → 05/2017

Edward Jones

St Louis, MO
06/2017 → Present

J.W. Cole Financial, Inc.

Tampa, FL
06/2017 → Present

J.W. Cole Advisors, Inc.

Tampa, FL

Previous Registrations

2008-01-03 → 2017-05-31

Edward Jones

Springdale, AR

Bella Vista, AR

Other Businesses

FIXED INSURANCE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-21
S63	Uniform Securities Agent State Law Examination	2005-05-26

S66 Uniform Combined State Law Examination

2007-12-21
S63 Uniform Securities Agent State Law Examination

2005-05-26

View on SEC IAPD