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Kristofer E Norton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
CT RA APPROVED 2021-08-31
  • TX RA
    APPROVED
    Since 2021-10-06
  • CT RA
    APPROVED
    Since 2021-08-31

Branch Locations

7 Fan Pier Blvd, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 06/2021 Present
Bank Of America N.A. Boston MA 05/2015 05/2021
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-30
  • S66 Uniform Combined State Law Examination
    2021-08-30

View on SEC IAPD

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