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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-25
  • CA RA
    APPROVED
    Since 2021-10-25

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

12121 Wilshire Blvd Suite 1250, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oakwood Capital Management Llc Los Angeles CA 07/2007 07/2021
Wealth Enhancement Group Los Angeles CA 07/2021 Present
Wealth Enhancement Advisory Services Los Angeles CA 07/2021 Present
  • 07/2007 → 07/2021
    Oakwood Capital Management Llc
    Los Angeles, CA
  • 07/2021 → Present
    Wealth Enhancement Group
    Los Angeles, CA
  • 07/2021 → Present
    Wealth Enhancement Advisory Services
    Los Angeles, CA
Other Businesses

RENTAL PROPERTY - NON-INVESTMENT RELATED - LOS ANGELES, CA - LANDLORD - START DATE: 09/2022 - 0 HOURS SPENT PER MONTH, 0 HOURS SPENT DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-25
  • S65 Uniform Investment Adviser Law Examination
    2021-10-25

View on SEC IAPD

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