Olivia Alba

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-06-09

NY RA
APPROVED

Since 2025-06-09

Branch Locations

11 Middle Neck Road Suite 201, Great Neck, NY 11021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Baltimore	MD	06/2022	04/2024
Morgan Stanley Smith Barney Llc	Baltimore	MD	06/2021	08/2021
Lionchase Equities	Washington D.C.	DC	06/2020	08/2020
Alley Oops Restaurant	Ocean City	MD	05/2019	08/2019
South Moon Under	Fairfax	VA	08/2017	08/2018
Edward Jones	St Louis	MO	04/2024	01/2025
Brigandine Capital, Inc.	Fairfax	VA	08/2020	06/2022
Heartland Consulting	Mclean	VA	01/2021	05/2021
Jpmorgan Chase Bank, N.A.	New York	NY	02/2025	04/2025
J.P. Morgan Securities Llc	New York	NY	02/2025	04/2025
Florida State University	Tallahassee	FL	08/2018	04/2022
Paul Vi High School	Fairfax	VA	08/2016	08/2017
Lpl Enterprise Llc	Forest Hills	NY	06/2025	Present

06/2022 → 04/2024

Morgan Stanley Smith Barney Llc

Baltimore, MD
06/2021 → 08/2021

Morgan Stanley Smith Barney Llc

Baltimore, MD
06/2020 → 08/2020

Lionchase Equities

Washington D.C., DC
05/2019 → 08/2019

Alley Oops Restaurant

Ocean City, MD
08/2017 → 08/2018

South Moon Under

Fairfax, VA
04/2024 → 01/2025

Edward Jones

St Louis, MO
08/2020 → 06/2022

Brigandine Capital, Inc.

Fairfax, VA
01/2021 → 05/2021

Heartland Consulting

Mclean, VA
02/2025 → 04/2025

Jpmorgan Chase Bank, N.A.

New York, NY
02/2025 → 04/2025

J.P. Morgan Securities Llc

New York, NY
08/2018 → 04/2022

Florida State University

Tallahassee, FL
08/2016 → 08/2017

Paul Vi High School

Fairfax, VA
06/2025 → Present

Lpl Enterprise Llc

Forest Hills, NY

Previous Registrations

2025-02-28 → 2025-04-02

J.P. Morgan Securities Llc

New York, NY
2024-06-15 → 2025-02-19

Edward Jones

Washington, DC

St Louis, MO

New York, NY
2022-11-07 → 2024-04-30

Morgan Stanley

Baltimore, MD

Other Businesses

1) 05/30/2025-Olivia Alba-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At New York, NY-Start date 05/30/2025-160hrs/mth-160hrs/mth during trading 2) 05/30/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 05/30/2025-160hrs/mth-160hrs/mth during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-11-04

S66 Uniform Combined State Law Examination

2022-11-04

Other Names

Olivia Christine Alba
Olivia Alba
Olivia C Alba

View on SEC IAPD