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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-07
  • FL RA
    APPROVED
    Since 2026-01-07

Branch Locations

4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Tampa FL 01/2012 06/2021
Mutual Of Omaha Tampa FL 07/2021 11/2025
Mutual Of Omaha Investor Services Tampa FL 01/2022 11/2025
Lpl Enterprise Llc Tampa FL 01/2026 Present
Unemployed Tampa FL 11/2025 01/2026
  • 01/2012 → 06/2021
    Unemployed
    Tampa, FL
  • 07/2021 → 11/2025
    Mutual Of Omaha
    Tampa, FL
  • 01/2022 → 11/2025
    Mutual Of Omaha Investor Services
    Tampa, FL
  • 01/2026 → Present
    Tampa, FL
  • 11/2025 → 01/2026
    Unemployed
    Tampa, FL
Previous Registrations
Other Businesses

1. 12/23/2025 - ISAIAH NEGRON N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment Related - Riverview FL - Start Date: 12/22/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 12/23/2025 - Prudential Advisors- DBA for LPL Business (entity for LPL business) - Investment Related - Riverview FL - Start date: 12/22/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-12-02
S65 Uniform Investment Adviser Law Examination 2023-11-14
  • S63 Uniform Securities Agent State Law Examination
    2023-12-02
  • S65 Uniform Investment Adviser Law Examination
    2023-11-14

View on SEC IAPD

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