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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-11 |
| NM | RA | APPROVED | 2023-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Phoenix | AZ | 04/2021 | 07/2023 |
| Geronimo | Santa Fe | NM | 04/2021 | Present |
| Habitat For Humanity | Santa Fe | NM | 02/2021 | 04/2021 |
| Unemployed | Pecos | NM | 10/2020 | 02/2021 |
| Liberty National | Austin | TX | 11/2014 | 10/2020 |
| Prudential Insurance Company Of America | Phoenix | AZ | 11/2021 | 07/2023 |
| Lpl Financial Llc | Santa Fe | NM | 07/2023 | Present |
1) 07/06/2023 - Sage Advice - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 150 Hours per month. 2) 07/06/2023 - Geronimo - Outside/W-2 Employment - Waiter - NM, 87501 - Not Investment Related - 88 Hours per month - Start date: 04/09/2021. 3) 06/04/2026 - GM Jane - Other - Writer - Not Investment Related - Pecos, NM- Start Date 09/09/2024 - 15 Hours Per Month/ 5 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-22 |
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