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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-28 |
| TX | RA | APPROVED | 2023-04-28 |
Branch Locations
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Bank | San Francisco | CA | 03/2006 | 05/2017 |
| First Republic Investment Management | San Francisco | CA | 06/2011 | 05/2017 |
| First Republic Securities Company, Llc | San Francisco | CA | 05/2017 | 04/2023 |
| First Republic Investment Management, Inc. | San Francisco | CA | 05/2017 | 04/2023 |
| Morgan Stanley Smith Barney Llc | San Francisco | CA | 04/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-03-03 |
| S65 | Uniform Investment Adviser Law Examination | 2003-04-17 |
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