Nicole Raquel Gasque

Current Employers

J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-11-04
CA	RA	APPROVED	2025-11-03

TX RA
APPROVED_RES

Since 2025-11-04
CA RA
APPROVED

Since 2025-11-03

Branch Locations

17875 Von Karman Ste 150, Irvine, CA 92614 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Santa Ana, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.W. Cole Advisors, Inc.	Tampa	FL	11/2025	Present
Spectrum Wealth Management	Irvine	CA	10/2021	11/2025
Chef Driven	New York	NY	04/2016	08/2020
Unemployed	Santa Ana	CA	09/2020	09/2021
Grand Street Restaurants	Brooklyn	NY	07/2014	12/2016

11/2025 → Present

J.W. Cole Advisors, Inc.

Tampa, FL
10/2021 → 11/2025

Spectrum Wealth Management

Irvine, CA
04/2016 → 08/2020

Chef Driven

New York, NY
09/2020 → 09/2021

Unemployed

Santa Ana, CA
07/2014 → 12/2016

Grand Street Restaurants

Brooklyn, NY

Previous Registrations

2022-09-06 → 2025-11-03

Spectrum Wealth Management, Llc

Irvine, CA

Other Businesses

(1) Ironstone Wealth Management; DBA; 17875 Von Karman, Ste 150, Irvine, CA 92614; Investment related; Advisor; Start 10/28/2025; 160 hours/month, 160 hours/month during trading. (2) Life Insurance; Selling Life insurance; Investment Related; 17875 Von Karman, STE 150, Irvine CA 92614; Advisor; Start 10/28/2025; 4 hours/month, 4 hours/month during trading. (3) POA for mother

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-06-16
S63	Uniform Securities Agent State Law Examination	2009-06-01

S65 Uniform Investment Adviser Law Examination

2022-06-16
S63 Uniform Securities Agent State Law Examination

2009-06-01

View on SEC IAPD