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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-05-16
  • FL RA
    APPROVED
    Since 2016-05-16

Branch Locations

2222 E Semoran Blvd, Apopka, FL 32703 • United States

351 N State Road 434, Altamonte Springs, FL 32714 • United States

1030 Montgomery Road, Altamonte Springs, FL 32714 • United States

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Orlando FL 05/2016 11/2016
Wells Fargo Clearing Services, Llc Orlando FL 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2016-05-19
    Jacksonville, FL
    Palm Bay, FL
    Melbourne, FL
    Melbourne, FL
    Indialantic, FL
    Indialantic, FL
    Indialantic, FL
    Palm Bay, FL
    Indialantic, FL
    Indialantic, FL
    West Melbourne, FL
    Palm Bay, FL
  • 2010-06-21 → 2012-10-01
    Chase Investment Services Corp.
    Melbourne, FL
    Melbourne, FL
    Melbourne, FL
    Melbourne, FL
    Jacksonville, FL
    West Melbourne, FL
    Palm Bay, FL
    Melbourne, FL
    Melbourne, FL
    Indian Harbor Beach, FL
  • 2008-02-07 → 2010-06-15
    Jesup & Lamont Securities Corp
    Boca Raton, FL
    Orange Park, FL
    Longwood, FL
    Indialantic, FL
  • 2005-07-12 → 2008-01-15
    Jacksonville, FL
    Jacksonville, FL
Other Businesses

EMMA JEWEL CHARTER ACADEMY; INV RELATED; COCOA, FL; GOVERNING BOARD MEMBER/TREASURER; START: 5/2016, 2 HOURS PER MONTH; 0 HOURS DURING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-07
  • S66 Uniform Combined State Law Examination
    2005-07-07

View on SEC IAPD

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