Thomas Francis Theodorou

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-04-23
TX	RA	APPROVED	2025-04-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Oppenheimer & Co. Inc	New York	NY	06/2021	06/2023
Transatlantic Reinsurance Company	New York	NY	06/2019	08/2019
Gateway Associates	Mineola	NY	06/2018	07/2018
Dag Securities Inc.	New York	NY	08/2018	08/2018
Riverhead Building Company	Locust Valley	NY	06/2017	08/2017
Cedarbrook Golf Course	Old Brookville	NY	06/2017	08/2018
Chaminade High School	Mineola	NY	09/2013	06/2017
Suny, Geneseo	Geneseo	NY	09/2017	05/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	06/2023	04/2025
Bank Of America, N.A.	New York	NY	07/2023	04/2025
Oppenheimer & Co. Inc	Jericho	NY	04/2025	Present

06/2021 → 06/2023

Oppenheimer & Co. Inc

New York, NY
06/2019 → 08/2019

Transatlantic Reinsurance Company

New York, NY
06/2018 → 07/2018

Gateway Associates

Mineola, NY
08/2018 → 08/2018

Dag Securities Inc.

New York, NY
06/2017 → 08/2017

Riverhead Building Company

Locust Valley, NY
06/2017 → 08/2018

Cedarbrook Golf Course

Old Brookville, NY
09/2013 → 06/2017

Chaminade High School

Mineola, NY
09/2017 → 05/2021

Suny, Geneseo

Geneseo, NY
06/2023 → 04/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
07/2023 → 04/2025

Bank Of America, N.A.

New York, NY
04/2025 → Present

Oppenheimer & Co. Inc

Jericho, NY

2023-07-10 → 2025-04-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
2022-09-13 → 2023-06-16

Oppenheimer & Co. Inc.

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-12

Other Firms