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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
| TX | RA | APPROVED | 2024-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Florida | Gainesville | FL | 08/2019 | 04/2021 |
| Unemployed | Miami | FL | 10/2014 | 07/2019 |
| Ronald Via | Fort Lauderdale | FL | 06/2021 | 08/2021 |
| Northwestern Mutual Investment Services Llc | Ft Lauderdale | FL | 01/2022 | 06/2023 |
| Ronald Via | Ft Lauderdale | FL | 08/2021 | 06/2023 |
| Hsbc Bank Usa N.A. | Miami | FL | 07/2023 | 10/2024 |
| Hsbc Securities Usa Inc. | Miami | FL | 07/2023 | 10/2024 |
| J.P. Morgan Securities Llc | Miami | FL | 10/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Miami | FL | 10/2024 | Present |
| Unemployed | Miami | FL | 05/2021 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-18 |
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