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100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-03-16 |
Branch Locations
North Kingstown, RI • United States
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • UNITED STATES
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-03-16 |
Branch Locations
53 State Street Suite 1301, Boston, MA 02109 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo | Casper | WY | 10/2009 | 04/2021 |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 07/2025 | Present |
| Asthon Thomas Securities, Llc | Rochester | NY | 10/2024 | Present |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 04/2021 | 10/2024 |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 10/2024 | 07/2025 |
1) Ashton Thomas Private Wealth, LLC; Yes, Investment Related; 8605 E Raintree Drive, Suite 280, Scottsdale, AZ 85260; Investment Advisory Services, Senior Regional Administrative Manager; 4/2021; 40 hours/week; 0 trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-08-08 |
| S65 | Uniform Investment Adviser Law Examination | 2021-05-24 |
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