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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-05-08
  • KS RA
    APPROVED
    Since 2024-05-08

Branch Locations

2000 Shawnee Msn Pkwy Suite 115, Mission Woods, KS 66205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Andrew Watters Mission Woods KS 04/2024 07/2024
Northwestern Mutual Investment Services Llc Mission Woods KS 05/2024 Present
Td Ameritrade Omaha NE 05/2022 03/2024
Ashford Advisors Memphis TN 11/2021 01/2022
Bankers Life Cordova TN 05/2021 10/2021
Student Starkville MS 08/2020 04/2021
C Spire Wireless Ridgeland MS 06/2020 07/2020
Student Starkville MS 08/2019 05/2020
The Molpus Woodlands Group Hattiesburg MS 06/2019 07/2019
Student Union MS 03/2014 05/2019
Unemployed Memphis TN 02/2022 05/2022
Andrew Watters Mission Woods KS 03/2024 04/2024
Park Avenue Securities Memphis TN 11/2021 01/2022
Guardian Life Insurance Company Memphis TN 11/2021 01/2022
Charles Schwab Omaha NE 01/2024 03/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2024 08/2024
Swp Holdings, Llc Mission Woods KS 07/2024 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2024 Present
  • 04/2024 → 07/2024
    Andrew Watters
    Mission Woods, KS
  • 05/2024 → Present
    Mission Woods, KS
  • 05/2022 → 03/2024
    Td Ameritrade
    Omaha, NE
  • 11/2021 → 01/2022
    Ashford Advisors
    Memphis, TN
  • 05/2021 → 10/2021
    Bankers Life
    Cordova, TN
  • 08/2020 → 04/2021
    Student
    Starkville, MS
  • 06/2020 → 07/2020
    C Spire Wireless
    Ridgeland, MS
  • 08/2019 → 05/2020
    Student
    Starkville, MS
  • 06/2019 → 07/2019
    The Molpus Woodlands Group
    Hattiesburg, MS
  • 03/2014 → 05/2019
    Student
    Union, MS
  • 02/2022 → 05/2022
    Unemployed
    Memphis, TN
  • 03/2024 → 04/2024
    Andrew Watters
    Mission Woods, KS
  • 11/2021 → 01/2022
    Park Avenue Securities
    Memphis, TN
  • 11/2021 → 01/2022
    Guardian Life Insurance Company
    Memphis, TN
  • 01/2024 → 03/2024
    Charles Schwab
    Omaha, NE
  • 05/2024 → 08/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2024 → Present
    Swp Holdings, Llc
    Mission Woods, KS
  • 08/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

BLOGGER, CONFUSED ADULTS, 1222 PENNSYLVANIA AVE APT 3301, KANSAS CITY, , MISSOURI, 64105, UNITED STATES OF AMERICA, PODCAST, START DATE: 3/6/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS IS A BLOG THAT I PLAN ON STARTING. IT'S A LIFESTYLE BLOG; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-02
  • S66 Uniform Combined State Law Examination
    2021-07-02
Other Names
  • Noah Benjamin Winstead
  • Noah Winstead
  • Noah Benjamin Winstead

View on SEC IAPD

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