Best Investors Account Sign in

Carolyn H Castillo

Charles Schwab & Co., Inc.

Westlake, TX

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-25
  • TX RA
    APPROVED
    Since 2025-02-25

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 06/2021 11/2021
Unemployed Southlake TX 06/2014 05/2021
Charles Schwab & Co., Inc. Westlake TX 12/2021 04/2022
Charles Schwab Bank, Ssb Westlake TX 12/2021 04/2022
Homemaker Southlake TX 05/2022 08/2024
Charles Schwab & Co., Inc. Westlake TX 09/2024 Present
  • 06/2021 → 11/2021
    Td Ameritrade
    Southlake, TX
  • 06/2014 → 05/2021
    Unemployed
    Southlake, TX
  • 12/2021 → 04/2022
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 12/2021 → 04/2022
    Charles Schwab Bank, Ssb
    Westlake, TX
  • 05/2022 → 08/2024
    Homemaker
    Southlake, TX
  • 09/2024 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
Previous Registrations
  • 2022-01-09 → 2022-05-05
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 2021-08-27 → 2022-03-07
    Td Ameritrade, Inc.
    San Diego, CA
    Southlake, TX
  • 2021-08-27 → 2022-03-07
    Td Ameritrade Investment Management, Llc
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-25
  • S66 Uniform Combined State Law Examination
    2025-02-25
Other Names
  • Carolyn Castillo
  • Carolyn Castillo
  • Carolyn H. Castillo
  • Carolyn Hoffmann Castillo
  • Carolyn Frances Hoffmann

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
ADVISOR RESOURCE COUNCIL
SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor