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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-10-03
  • MI RA
    APPROVED
    Since 2025-10-03

Branch Locations

3333 Deposit Dr Ne Suite 110, Grand Rapids, MI 49546 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Services Cincinnati OH 05/2021 07/2025
Western & Southern Life Grand Rapids MI 04/2021 07/2025
Bankers Life And Casualty Co Grand Rapids MI 10/2020 04/2021
Bankers Life And Casualty Co Tacoma WA 06/2020 10/2020
Michael Malott Insurance Agency - State Farm Bellevue WA 11/2018 05/2020
Tony Brooks State Farm Insurance Agent Dupont WA 05/2018 11/2019
State Farm Mutual Company Tacoma WA 05/1999 05/2018
Massmutual Life Insurance Co Grand Rapids MI 07/2025 Present
Mml Investors Services, Llc Grand Rapids MI 09/2025 Present
  • 05/2021 → 07/2025
    W&S Brokerage Services
    Cincinnati, OH
  • 04/2021 → 07/2025
    Western & Southern Life
    Grand Rapids, MI
  • 10/2020 → 04/2021
    Bankers Life And Casualty Co
    Grand Rapids, MI
  • 06/2020 → 10/2020
    Bankers Life And Casualty Co
    Tacoma, WA
  • 11/2018 → 05/2020
    Michael Malott Insurance Agency - State Farm
    Bellevue, WA
  • 05/2018 → 11/2019
    Tony Brooks State Farm Insurance Agent
    Dupont, WA
  • 05/1999 → 05/2018
    State Farm Mutual Company
    Tacoma, WA
  • 07/2025 → Present
    Massmutual Life Insurance Co
    Grand Rapids, MI
  • 09/2025 → Present
    Grand Rapids, MI
Previous Registrations
Other Businesses

Name: Michael Malott Inv Rel: Y Add: Residential Address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 05/11/2026 No Hrs/Mo: 0.5 No/Hrs Mo dur trading: 0.5 Describe Duties: Property and casualty (e.g., homeowners, auto)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-01
  • S66 Uniform Combined State Law Examination
    2021-07-01
Other Names
  • Mike Malott

View on SEC IAPD

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