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Chris Azzo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Elk Grove Village, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-16
IL RA APPROVED 2022-04-25
  • TX RA
    APPROVED
    Since 2022-05-16
  • IL RA
    APPROVED
    Since 2022-04-25

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Elk Grove Village, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 05/2021 Present
Sears Holding Company Schaumburg IL 04/2015 10/2021
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-23
  • S66 Uniform Combined State Law Examination
    2022-04-23

View on SEC IAPD

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