Best Investors Account Sign in

Nicholas James Eppler

Schwab Wealth Advisory, Inc.

Chicago, IL

Claim This Profile
Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-11
  • IL RA
    APPROVED
    Since 2025-07-11

Branch Locations

100 S. Wacker Dr. Suite 220, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keyence Corporation Of America Broadview Heights OH 06/2015 08/2021
Guardian Life Insurance Company Beachwood OH 08/2021 12/2021
Park Avenue Securitites Beachwood OH 08/2021 12/2021
Massmutual Life Insurance Company Cleveland OH 11/2021 01/2022
Mml Investors Services, Llc Cleveland OH 11/2021 01/2022
Fidelity Investments Chicago IL 02/2022 07/2023
Edward Jones Wheaton IL 09/2023 01/2024
Motion & Control Enterprises Bolingbrook IL 02/2024 07/2024
Revere Electric Supply Company Buffalo Grove IL 07/2024 06/2025
Schwab Wealth Advisory, Inc. Chicago IL 06/2025 Present
Sonar Wealth, Llc Wheaton IL 12/2023 06/2025
Charles Schwab & Co, Inc Chicago IL 06/2025 Present
  • 06/2015 → 08/2021
    Keyence Corporation Of America
    Broadview Heights, OH
  • 08/2021 → 12/2021
    Guardian Life Insurance Company
    Beachwood, OH
  • 08/2021 → 12/2021
    Park Avenue Securitites
    Beachwood, OH
  • 11/2021 → 01/2022
    Massmutual Life Insurance Company
    Cleveland, OH
  • 11/2021 → 01/2022
    Mml Investors Services, Llc
    Cleveland, OH
  • 02/2022 → 07/2023
    Fidelity Investments
    Chicago, IL
  • 09/2023 → 01/2024
    Edward Jones
    Wheaton, IL
  • 02/2024 → 07/2024
    Motion & Control Enterprises
    Bolingbrook, IL
  • 07/2024 → 06/2025
    Revere Electric Supply Company
    Buffalo Grove, IL
  • 06/2025 → Present
    Schwab Wealth Advisory, Inc.
    Chicago, IL
  • 12/2023 → 06/2025
    Sonar Wealth, Llc
    Wheaton, IL
  • 06/2025 → Present
    Charles Schwab & Co, Inc
    Chicago, IL
Previous Registrations
  • 2025-01-07 → 2025-07-09
    Sonar Wealth, Llc
    Wheaton, IL
  • 2023-09-01 → 2024-01-22
    Edward Jones
    Wheaton, IL
  • 2022-03-24 → 2023-07-31
    Fidelity Personal And Workplace Advisors
    Woodmere Village, OH
  • 2022-01-05 → 2022-02-15
    Mml Investors Services, Llc
    Cleveland, OH
  • 2021-08-25 → 2021-12-16
    Park Avenue Securities Llc
    Beachwood, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-07
  • S66 Uniform Combined State Law Examination
    2021-10-07
Designations
Other Names
  • Nick Eppler

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor