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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Westlake | TX | 05/2021 | Present |
| Quiktrip | Euless | TX | 07/2011 | 08/2020 |
| Domino's (Mark Of Excellence) | Fort Worth | TX | 09/2020 | 04/2021 |
1) Dice Book Publishing | Investment Related:No|Printing/Publishing|Founder|10/28/2017|Less than 20|0|I'm an Author and sell books under the trade name Dice Book Publishing. This is a Sole Proprietorship for which I have a DBA. I earn royalties from books sales on platforms such as Amazon, Kobo, Barnes and Noble, etc. Those royalties vary from 25% to 70% depending on the channel and distributor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-12 |
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